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"SEC" Posts

Homeland Security Discovers 5 ‘Critical’ SEC Cybersecurity Weaknesses

The U.S. Department of Homeland Security (DHS) identifies five “critical” cybersecurity weaknesses on U.S. Securities & Exchange Commission (SEC) computers.

SEC Watch: “Observations” from SEC’s Cybersecurity 2 Initiative

A recent OCIE report is a valuable resource for any SEC-regulated firm looking to improve its cybersecurity compliance, Patterson Belknap asserts.