Memo to public companies: Pay attention to a recent U.S. Securities and Exchanges Commission crackdown on the use of automated technology to detect investment advisor fraud.
The FTC alleged that four companies continued to post statements on their websites about their participation in the Privacy Shield after allowing their certifications to lapse.
Chicago City Council introduces data privacy ordinance that outlines five keys data protection requirements for Chicago businesses. Hunton Andrews Kurth explains the details.
It is not enough for companies to establish policies & procedures designed to prevent the misuse of material nonpublic information. Companies must also enforce those policies & procedures. That’s the lesson from the SEC's recent settlement with Mizuho Securities USA.
Recently, Vermont enacted legislation (H.764) that regulates data brokers who buy and sell personal information. Vermont is the first state in the nation to enact this type of legislation.
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