Organizations covered by New York’s Cybersecurity Regulation for Financial Service Companies must take stock of their compliance efforts before pushing deeper into 2019.
Memo to public companies: Pay attention to a recent U.S. Securities and Exchanges Commission crackdown on the use of automated technology to detect investment advisor fraud.
The FTC alleged that four companies continued to post statements on their websites about their participation in the Privacy Shield after allowing their certifications to lapse.
Chicago City Council introduces data privacy ordinance that outlines five keys data protection requirements for Chicago businesses. Hunton Andrews Kurth explains the details.
It is not enough for companies to establish policies & procedures designed to prevent the misuse of material nonpublic information. Companies must also enforce those policies & procedures. That’s the lesson from the SEC's recent settlement with Mizuho Securities USA.